Sources and filings: Situational Awareness lacked an investment risk team; after the sell-off, the SEC sent subpoenas to major banks about trades they financed (New York Times)
New York Times : Sources and filings: Situational Awareness lacked an investment risk team; after the sell-off, the SEC sent subpoenas to major banks about trades they financed A meltdown at Situational Awareness, an A.I.-focused investment firm, is raising tough questions about the Wall Street ban…
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